Carter Peak AI
AI Strategy & Solutions
For Financial Advisors & RIAs

You should be advising clients. Not prepping and chasing paperwork.

Meeting prep, follow-up notes, milestone tracking, onboarding paperwork, client outreach — the work that eats your practice's week is exactly the work we automate. You approve everything before it reaches a client, and every step leaves a record for the compliance file. The busywork disappears.

Do the math on one workflow
How many client meetings does your practice hold in a month?
40 / month
60
hours per month on prep & follow-up, today
600
hours back per year, automated
15.0
full work weeks recovered
Assumes roughly 90 minutes per meeting on prep, notes, and follow-up by hand, versus about 15 minutes of review when the legwork is automated. Industry-typical figures; your numbers get measured, not promised.

Six places your practice is losing hours every week

Each of these runs quietly in the background, does the repetitive work, and hands you a finished draft to approve. Nothing reaches a client without your sign-off, and everything is documented.

Meeting Prep

Walk into every review fully prepared

Before each client meeting, you get a ready-made prep brief: what changed since last time, life events from your notes, upcoming milestones and deadlines, and a suggested agenda. An hour of digging becomes a five-minute read — and clients feel the difference immediately.

30–60 min per meeting5-minute read
Follow-Up

Meeting notes into compliant follow-ups

After the meeting: notes summarized, action items extracted into tasks, a follow-up email drafted for your review, and the meeting record formatted for your compliance file. The post-meeting hour of admin becomes a two-minute approval.

An hour of admin2-minute approval
Deadlines & Milestones

Nothing in your book slips again

The system watches every client for approaching triggers — RMDs at 73, Medicare enrollment at 65, catch-up contributions at 50, beneficiary review dates, contribution deadlines — and drafts a personalized outreach for each, queued for your approval. Every touch looks proactive, because it is.

Spreadsheets & memoryA radar on the whole book
Onboarding

New clients onboarded without the drag

Account paperwork tracked, transfer forms chased, missing statements and tax documents pursued with polite escalating reminders — and you're alerted only when something is genuinely stuck. Onboarding stops dragging on for weeks, and new clients get a first impression of a practice that runs tight.

Weeks of back-and-forthFiles complete themselves
Client Service

A calm voice when markets aren't

A client calls anxious at 8pm after a rough market day. Instead of voicemail, a steady voice answers, takes the message with full context, books time with you, and flags the urgency appropriately. It never gives advice — it makes your client feel heard the moment they reach out.

Voicemail until morningAnswered on ring one
Review Cadence

Every client reviewed on schedule

The system works your book to keep every client on their review cadence — drafting the outreach, handling the scheduling back-and-forth, and prepping the meeting packet once it's booked. The clients who quietly went eighteen months without a review are exactly the ones who leave. Now there aren't any.

Squeaky wheels get reviewsEveryone, on schedule
Built for a regulated business

You approve everything. Everything is documented.

The AI drafts. You decide.

Every email, meeting summary, and client touch is prepared for your review — nothing reaches a client without your approval, and nothing it produces is ever investment advice.

Built for your books and records

Each automated step leaves a record: what came in, what was drafted, who approved it, when it went out. Your compliance officer — or your compliance consultant — will like us.

Honest about what we automate

We automate keystrokes, not judgment. Advice, recommendations, and the client relationship stay exactly where they belong — with you.

How an engagement works

No long contracts, no enterprise sales process. We're a local firm and we work like one.

STEP 1

A 20-minute walkthrough

We look at where your team's hours actually go and pick the one workflow with the biggest payoff. You'll see real systems running — not slides.

STEP 2

One workflow, live in weeks

We build it, test it against your real work, and train your team. You measure the time saved yourself before we talk about anything else.

STEP 3

Expand at your pace

When the first workflow proves itself, we add the next. Most practices start with meeting prep and follow-up and grow from there.

Get in touch

Let's talk about your business.

Not ready to book a call yet? Drop us a line - we're happy to answer questions, talk through your situation, or just point you in the right direction.

We respond within one business day.
No spam, ever.